Categories: Investor Definitions

INVESTMENT ADVISER REGISTRATION DEPOSITORY (IARD)

The Investment Adviser Registration Depository (IARD) functions as a one-stop electronic filing system for investment advisers.  All SEC-registered investment advisers and investment advisers applying to register with the SEC must file Form ADV and amendments to Form ADV electronically through IARD.  Most states also require investment advisers registered in their states to submit filings electronically through IARD, although some states accept paper forms.

Anyone can view a copy of an investment adviser firm’s electronic Form ADV on the SEC’s Investment Adviser Public Disclosure (IAPD) website.

Learn more

SEC

Share
Published by
SEC

Recent Posts

GVWR Class List

Federal Highway Administration GVWR Class Identification Find your vehicle's GVWR by decoding the vin. Class…

3 years ago

China CMIIT ID

China CMIIT ID is required for all wireless devices (cellular phones, modems, routers, etc.) imported…

3 years ago

Singapore Radio Type Approval (IMDA)

Singapore Radio Type Approval (IMDA) is a technical specification and compliance process for radio communications…

3 years ago

Waioder Meaning

Waioder Definition is not a meaningful term in any of the languages, and it isn't…

4 years ago

MNPI – Acronym Meaning

MNPI stands for Material Non-Public Information. Material information is accurate information that is not commonly…

4 years ago

Alien

US law defines “the alien” as “anyone who is not a US citizen,” and in…

4 years ago