Definitions from the SEC’s glossary of terms, and investor.gov resources.
Under this item, a company must file certain financial statements and list the exhibits that it has filed as part…
This is the place where companies may report anything that they believe is important but is not specifically required elsewhere…
The purpose of Regulation FD—for “fair disclosure”—is to prevent companies from selectively disclosing material, non-public information. Regulation FD is intended…
Within four business days of the end of an annual or special meeting, companies must file the results of shareholder…
Companies must generally report changes to their code of ethics that apply to the chief executive officer, chief financial officer,…
This item generally requires disclosure if a company amends its articles of incorporation or bylaws, or changes its fiscal year,…
If a board member resigns or refuses to stand for reelection because of a disagreement with the company relating to…
If there is a change of control of the company, the company must identify the persons who have acquired control…
This item requires disclosure if the company believes that previously issued financial statements should not be relied upon because of…
Companies must disclose if they dismiss their independent auditor, if the auditor resigns or declines to stand for re-appointment, and…