Investor Definitions

BUYING LONG

Purchasing or owning shares of stock, with the expectation that the stock will rise in value.

5 years ago

BULL MARKET

A time when stock prices are rising and market sentiment is optimistic. Generally, a bull market occurs when there is…

5 years ago

BROKERAGE ACCOUNT – CLOSING YOUR BROKERAGE ACCOUNT

Generally, either you or your brokerage firm may close your brokerage account at any time.  The specific steps you will…

5 years ago

BROKER-DEALERS: WHY THEY ASK FOR PERSONAL INFORMATION

Brokers generally request personal information from their customers, including financial and tax identification information, to comply with U.S. government laws…

5 years ago

BROKER-DEALERS: RECORD-KEEPING REQUIREMENTS

Investors should always keep good records of their securities transactions, including copies of account statements, trade confirmations, and canceled checks. Although the…

5 years ago

BROKER VOTE

For certain routine matters to be voted upon at shareholder meetings, if you don’t vote by proxy or at the…

5 years ago

BROKER

An individual who acts as an intermediary between a buyer and seller, usually charging a commission to execute trades. Brokers…

5 years ago

BONUS CREDITS FOR ANNUITIES

In an attempt to attract purchasers, some insurance companies offer variable annuity contracts with "bonus credits." A bonus credit is…

5 years ago

BONDS, SELLING BEFORE MATURITY

Investors who hold a bond to maturity (when it becomes due) get back the face value or "par value" of…

5 years ago

BONDS, CORPORATE

Corporate bonds are bonds issued by companies. Companies issue corporate bonds to raise money for a variety of purposes, such as building…

5 years ago