A bond whose interest rate is adjusted periodically according to a predetermined formula; it is usually linked to an interest…
An insurance product that promises a minimum rate of interest while your account is growing. The insurance company also guarantees…
You should check out the registration status and background of any financial professional before becoming a client. Even if a…
Examples of financial products include but are not limited to the following: stocks, bonds, derivatives, and currencies.
A financial planner typically prepares financial plans for his or her clients. The kinds of services financial planners offer can…
The Financial Industry Regulatory Authority, a self-regulatory organization for the brokerage industry.
The Financial Accounting Standards Board (FASB) is the accounting standard setter for purposes of the Federal Securities Laws. See GAAP.
A Fill-Or-Kill order is an order to buy or sell a stock that must be executed immediately in its entirety;…
The SEC collects fees under various provisions of the securities laws, including the following: Section 6(b) of the Securities Act…