In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, publicly reporting companies must report certain material corporate…
An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course…
The federal tax laws require brokerage firms, mutual funds, and other entities to report on Form 1099 all investment income,…
The federal securities laws require publicly reporting companies to disclose information on an ongoing basis. For example, domestic issuers must…
The federal securities laws require publicly reporting companies to disclose information on an ongoing basis. For example, domestic companies must…
The SEC is the primary overseer of the U.S. securities markets while foreign regulators oversee securities markets in other jurisdictions.…
A foreign currency exchange rate is a price that represents how much it costs to buy the currency of one…
The Foreign Corrupt Practices Act (“FCPA”) generally prohibits the bribing of foreign officials. The FCPA also requires publicly traded companies…