An agreement to buy or sell a specific quantity of a commodity or financial instrument at a specified price on…
An upfront sales charge investors pay when they buy fund shares. It generally is used by the fund to compensate…
In a cash account, an investor must pay for the purchase of a security before selling it. If an investor buys…
In a cash account, an investor must pay for the purchase of a security before selling it. If an investor buys…
Variable annuity contracts typically have a "free look" period of ten or more days. During this period, you are free…
Companies may use an exemption under Regulation D to offer and sell securities without having to register the offering with the SEC.…
Form CRS is a client or customer relationship summary. Advisers and brokers are required to deliver a relationship summary to…
Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities.…