Proving securities ownership is easier if you can remember how the security was acquired. Brokerage Firm If you bought the…
A document that describes the mutual fund to prospective investors. Every mutual fund provides a prospectus with information about the…
Promissory notes are a form of debt that companies sometimes use to raise money. They typically involve investors loaning money…
A summary of key information about an ETF that explains how to obtain a prospectus.
The total amount of money being borrowed or lent; the initial amount of money invested.
“Prime bank” investments are scams. Promoters of “prime bank” programs often claim that investors’ funds will be used to buy…
Markets in which newly issued securities are sold to investors and the issuer receives the proceeds.
A company's P/E ratio is a way of gauging whether the stock price is high or low compared to the…
The risk that principal repayment will occur earlier than scheduled, forcing the investor to reinvest at lower prevailing rates.