Investor Definitions

RISK

In finance, risk refers to the degree of uncertainty about the rate of return on an asset and the potential…

5 years ago

REVERSE STOCK SPLITS

When a company completes a reverse stock split, each outstanding share of the company is converted into a fraction of…

5 years ago

REVENUE BOND

A municipal bond not backed by the government's taxing power but by revenues from a specific project or source, such…

5 years ago

REVENUE

The total amount of money, or gross income, generated by a company from selling its goods and services. A simple…

5 years ago

RESTRICTED SECURITIES

Restricted securities are securities acquired in an unregistered, private sale from the issuing company or from an affiliate of the…

5 years ago

RELATIONSHIP SUMMARY

Form CRS is a client or customer relationship summary. Advisers and brokers are required to deliver a relationship summary to…

5 years ago

REGULATION D OFFERINGS

Under the federal securities laws, any offer or sale of a security must either be registered with the SEC or…

5 years ago

REGULATION CROWDFUNDING

Crowdfunding refers to a financing method in which money is raised through soliciting relatively small individual investments or contributions from…

5 years ago

REGULATION A

Under the federal securities laws, any offer or sale of a security must either be registered with the SEC or…

5 years ago

REGISTRATION UNDER THE SECURITIES ACT OF 1933

The Securities Act of 1933 has two basic objectives: To require that investors receive financial and other significant information concerning…

5 years ago