BROKER-DEALERS: RECORD-KEEPING REQUIREMENTS

Investors should always keep good records of their securities transactions, including copies of account statements, trade confirmations, and canceled checks. Although the…

5 years ago

BROKER VOTE

For certain routine matters to be voted upon at shareholder meetings, if you don’t vote by proxy or at the…

5 years ago

BROKER

An individual who acts as an intermediary between a buyer and seller, usually charging a commission to execute trades. Brokers…

5 years ago

BREAKPOINT DISCOUNTS

Some mutual funds that charge front-end sales loads will charge lower sales loads for larger investments. For example, a fund might charge…

5 years ago

BONUS CREDITS FOR ANNUITIES

In an attempt to attract purchasers, some insurance companies offer variable annuity contracts with "bonus credits." A bonus credit is…

5 years ago

BONDS, SELLING BEFORE MATURITY

Investors who hold a bond to maturity (when it becomes due) get back the face value or "par value" of…

5 years ago

BONDS, CORPORATE

Corporate bonds are bonds issued by companies. Companies issue corporate bonds to raise money for a variety of purposes, such as building…

5 years ago

BONDS

A bond is a debt security, similar to an IOU.  Borrowers issue bonds to raise money from investors willing to…

5 years ago

BOND SWAP

The investor sells one bond and uses the proceeds to buy another bond, often at the same price.

5 years ago

BOND FUNDS AND INCOME FUNDS

What is a bond fund? "Bond funds" and "income funds" are terms used to describe a type of investment company (mutual fund, ETF, closed-end…

5 years ago