A financial planner typically prepares financial plans for his or her clients. The kinds of services financial planners offer can…
The Financial Industry Regulatory Authority, a self-regulatory organization for the brokerage industry.
The Financial Accounting Standards Board (FASB) is the accounting standard setter for purposes of the Federal Securities Laws. See GAAP.
A Fill-Or-Kill order is an order to buy or sell a stock that must be executed immediately in its entirety;…
The SEC collects fees under various provisions of the securities laws, including the following: Section 6(b) of the Securities Act…
Regulation FDÂ addresses the selective disclosure of information by publicly traded companies and other issuers. Regulation FD provides that when an…
The fund's total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average…
Exchange-traded funds (ETFs) are SEC-registered investment companies that offer investors a way to pool their money in a fund that…
A fee that some funds impose on shareholders if they exchange (transfer) to another fund within the same fund group.
To determine whether you should get a dividend, you need to look at two important dates. They are the "record…