An interval fund is a type of investment company that periodically offers to repurchase its shares from shareholders. That is, the fund…
The Internet allows individuals or companies to communicate with a large audience without spending a lot of time, effort, or…
The price paid for borrowing money. It is expressed as a percentage rate over a period of time. Interest rates…
Illegal insider trading refers generally to buying or selling a security, in breach of a fiduciary duty or other relationship…
No brokerage firm can guarantee you will be able to purchase shares in an initial public offering (IPO). While it…
The underwriters and the company that issues the shares control the IPO process. They have wide latitude in allocating IPO…
An initial public offering, or IPO, generally refers to when a company first sells its shares to the public. For…
Before you invest in any traditional investment company—such as a mutual fund, closed-end fund, or unit investment trust (UIT)—you should read the fund’s prospectus…
Investors are sometimes surprised to learn the SEC does not have information about all companies that offer and sell securities.…