Rule 506 of Regulation D provides two distinct exemptions from registration for companies when they offer and sell securities. Companies relying on the…
Rule 504 of Regulation D provides an exemption from the registration requirements of the federal securities laws for some companies when they offer…
An employer-sponsored Roth 401(k) plan is similar to a traditional plan with one major exception. Contributions by employees are not…
The term “robo-adviser” generally refers to an automated digital investment advisory program. In most cases, the robo-adviser collects information regarding…
An investor's ability and willingness to lose some or all of an investment in exchange for greater potential returns.
In finance, risk refers to the degree of uncertainty about the rate of return on an asset and the potential…
When a company completes a reverse stock split, each outstanding share of the company is converted into a fraction of…
A municipal bond not backed by the government's taxing power but by revenues from a specific project or source, such…
The total amount of money, or gross income, generated by a company from selling its goods and services. A simple…
Restricted securities are securities acquired in an unregistered, private sale from the issuing company or from an affiliate of the…