Manager of a pool of money such as a, but not limited to, mutual fund, pension fund, insurance fund, bank-pooled…
Debt security with no contractual maturity or with an original maturity of more than one year.
An arrangement whereby one party (the loan servicer) agrees to collect payments from borrowers on behalf of the holder(s) of…
The determination of whether a partner and a limited partnership are in a direct investment relationship is based on who…
A share of a company bound by a trust deed issued in registered form, formed to invest in specific types…
An entity responsible for communicating instructions regarding account transactions on behalf of end-investors to ensure authorized transactions are performed correctly…