A fixed portfolio of securities that are assembled by an underwriter/ sponsor and upon completion of the underwriting, are deposited…
An entity that takes possession of a security and resells it. The lead underwriter(s) are the underwriter(s) responsible for managing…
Any individual, corporation, or other entity located in the United States that issues securities in its own name, including U.S.-resident…
An entity that is resident in the United States, including a U.S. affiliate of a foreign end-investor, that either invests…
A custodian that is resident in the United States, including a U.S.-resident affiliate of a foreign custodian.
Debt instruments that are direct obligations of the United States Treasury, including Treasury bills (short-term with an original maturity of…
Securities issued by U.S.- resident entities, with the exception of depositary receipts that are backed by foreign securities and securities…
Any individual, corporation, or other organization located in the United States, including branches, subsidiaries, and affiliates of foreign entities located…
Pursuant to 22 U.S.C. 3102 a United States person is any individual, branch, partnership, associated group, association, estate, trust, corporation,…
Offices of United States banks located in foreign countries that provide financial services to persons in the United States Armed…